INVESTMENT ADVISORY SERVICES


BAILEY CAPITAL MANAGEMENT, LLC

Investment advisory services are provided through an affiliated company Bailey Capital Management, LLC, a Registered Investment Advisor ("RIA")


SERVICES PROVIDED

Working with hundreds of trustees over the years in the CPA business, we have frequently been asked for advice and direction on how to appropriately meet fiduciary responsibilities in investing trust assets.

Bailey Capital Management, LLC was established to become more directly involved in the investment activities of clients by providing recommendations and ongoing review. The investment advisory services are provided on a "fee only" basis. We do not receive commissions on any investment recommendations.

We also offer a free initial consultation to determine if our services are warranted and meet your specific needs.


EXAMINATIONS SUCESSFULLY COMPLETED

National Association of Security Dealers [NASD]
    Series 6: Mutual Funds / Annuities
    Series 7: General Securities Broker / Dealer
    Series 27: Financial Principal
    Series 65: Registered Investment Advisor
Oregon Department of Consumer and Business Services / Office of the Insurance Commissioner
    Exam 1201: Life Agent (life insurance examination)

METHODS OF COMPENSATION USED BY REGISTERED INVESTMENT ADVISORS ("RIA's")
  • "FEE ONLY" - Fees for services are based on an hourly rate or on a fixed percentage of assets under management. This method is used by most trust companies and banks in investment management.

  • "COMMISSION BASED" - A commission based advisor is compensated solely by commissions on product recommendations and sales.

  • "FEE BASED" - This method is a combination of the above two methods. The total fee is determined on the same basis as a "fee only" arrangement. Any commissions received on product recommendations, however, will be applied to the fee thereby reducing the amount of the fee to be paid directly by the client.

Bailey Capital Management, LLC is a "fee only" advisor





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Robert G. Bailey, CPA, PC
12431 Orchard Hill Road
Lake Oswego, OR 97035
Telephone: (503) 452-3992

E-mail:



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