INVESTMENT ADVISORY SERVICES
BAILEY CAPITAL MANAGEMENT, LLC
Investment advisory services are provided through an affiliated company Bailey Capital Management, LLC, a Registered Investment Advisor ("RIA")
Working with hundreds of trustees over the years in the CPA business, we have frequently been asked for advice and direction on how to appropriately meet fiduciary responsibilities in investing trust assets.
Bailey Capital Management, LLC was established to become more directly involved in the investment activities of clients by providing recommendations and ongoing review. The investment advisory services are provided on a "fee only" basis. We do not receive commissions on any investment recommendations.
We also offer a free initial consultation to determine if our services are warranted and meet your specific needs.
EXAMINATIONS SUCESSFULLY COMPLETED
National Association of Security Dealers [NASD]
Oregon Department of Consumer and Business Services / Office of the Insurance Commissioner
|Series 6:|| ||Mutual Funds / Annuities|
|Series 7:|| ||General Securities Broker / Dealer|
|Series 27:|| ||Financial Principal|
|Series 65:|| ||Registered Investment Advisor|
Exam 1201: Life Agent (life insurance examination)
METHODS OF COMPENSATION USED BY REGISTERED INVESTMENT ADVISORS ("RIA's")
- "FEE ONLY" - Fees for services are based on an hourly rate or on a fixed percentage of assets under management. This method is used by most trust companies and banks in investment management.
- "COMMISSION BASED" - A commission based advisor is compensated solely by commissions on product recommendations and sales.
- "FEE BASED" - This method is a combination of the above two methods. The total fee is determined on the same basis as a "fee only" arrangement. Any commissions received on product recommendations, however, will be applied to the fee thereby reducing the amount of the fee to be paid directly by the client.
Bailey Capital Management, LLC is a "fee only" advisor
The Firm |
Investment Services |
The Principal |
Getting Personal |
Robert G. Bailey, CPA, PC
12431 Orchard Hill Road
Lake Oswego, OR 97035
Telephone: (503) 452-3992
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